Medical Group Management Association
Join Now

MGMA Medical Practice Compliance: Fillable Form Book

Form Workbook -

SKU: F1016
This automated eBook is designed to expedite compliance in your medical practice, generating all applicable forms in the time it takes to enter practice information (avg 10 min with collected information).

The MGMA Compliance Plan Toolkit is a web-based “wizard” that, combined with a few simple pieces of your practice’s information, generates a customized compliance plan*. This compliance plan covers the seven elements of a small group or third-party billing company’s voluntary compliance plan, as outlined by the U.S. Department of Health and Human Services Office of the Inspector General in 2000.

Voluntary compliance programs are ending. The Patient Protection and Affordable Care Act of 2010 mandates compliance for physicians in order to participate in Medicare. Think of this compliance plan as an investment in your current peace of mind and your practice’s future.

A thoroughly completed and reviewed compliance plan helps a practice organize its approach to compliance issues and focus responses to changes in government regulations.

Policies in the fillable form book include:
  • Code of conduct
  • Compliance officer position description
  • Antitrust laws
  • DEA certification
  • Food and Drug Administration
  • Sunshine Act
  • Professional courtesy
  • Dismissing a patient
  • Non-retaliation
  • Nondiscrimination
  • Sexual harassment
  • Use of nonphysician providers
  • And dozens more
You will need to add further documentation to the customized compliance plan, such as additional policies and procedures documents. MGMA will deliver a custom plan, you will print a hard copy of your compliance plan, and we recommend that you make it available in a central location within your practice.

Information required to complete a customized compliance plan*:
  • Your practice’s full, legal name
  • Abbreviation or simplification of your practice’s name (if applicable)
  • Street address, city, state and zip code
  • Mission statement, if available (a sample mission statement is provided)
  • Compliance officer’s full name
  • Billing company’s full company name (if applicable; can be left blank)

Purchase the MGMA Compliance Plan Toolkit today and create your customized compliance plan in minutes.

*Purchase of the MGMA Compliance Plan Toolkit, allows the purchaser to produce one usable instance of a customized compliance plan per location. For additional locations, additional plans must be purchased.


Marcia L. Brauchler

Marcia L. Brauchler, MPH, FACMPE, CPC, COC, CPC-I, CPHQ

Founder and President , Physicians' Ally, Inc.

Marcia L. Brauchler, MPH, FACMPE, CPC, COC, CPC-I, CPHQ, is the Founder and President of Physicians' Ally, Inc. She advises physicians and practice administrators on managed care contracts, reimbursement, coding and compliance. Her experience includes working with nonprofit health maintenance organization operations management, hospital administration and as the executive director of several Colorado independent practice associations. Brauchler is a published author on HIPAA, Medigap standardization, coding issues and marketing physician practices. She earned her BS in public health from the University of North Carolina at Chapel Hill and her MPH from the University of California at Los Angeles. Brauchler is a member of the American Academy of Professional Coders and the National Association of Healthcare Quality and has been a governor appointee to the Health Resources and Services Administration Strategic Task Force for statewide health reform and the board of the state’s uninsurable health insurance plan. She is the lead author of the Compliance Manual, HIPAA and OSHA Toolkits, available in the MGMA store.

Amy Powers, JD

Amy Powers, consults with Physicians' Ally, Inc. on a variety of matters, with an emphasis on the development and implementation of physician practice compliance programs. Ms. Powers holds a Juris Doctor degree from DePaul University in Chicago and assists in researching and drafting manuals and presentations related to all aspects of physician compliance, with a view to minimizing exposure to liability under federal and state laws, including, but not limited to, HIPAA, the Anti-Kickback Statute, Stark Law and False Claims Act. Ms. Powers was a practicing attorney for 25 years, both at a major law firm in Chicago, as well as holding a number of executive general counsel positions at various corporations. Her areas of expertise and practice included mergers and acquisitions, public and private equity and debt offerings, corporate governance and regulatory compliance. She has been an adjunct law professor at the University of Denver Sturm College of Law and is a trustee of the Colorado Historical Foundation.

Erika Riethmiller, MS, CIPP, CPHRM, CHC

Erika Riethmiller consults with Physicians’ Ally, Inc. on matters relating to privacy and provider compliance. She has over twenty years of experience working with hospitals, physician groups and insurers on issues related to improving quality of care, increasing efficiency, consulting on risk management practices, and ensuring provider compliance with state and federal regulations. Ms. Bol has lectured extensively on topics such as the Health Insurance Portability and Accountability Act of 1996 (HIPAA), the Emergency Medical Treatment and Active Labor Act (EMTALA), the Federal False Claims Act (FCA), Stark Law and the Anti-Kickback Statute. Ms. Bol holds a Master of Science in Health Systems Management from Rush University in Chicago, Illinois, and a Graduate Certificate in Healthcare Compliance from The George Washington University in Washington, D.C. She is a member of the American Society of Healthcare Risk Management (ASHRM) and the Health Care Compliance Association (HCCA). Ms. Bol is fluent in German, having received her B.A. in German Lan

Chris Varani, MBA

Chris Varani, MBA, MS Finance, is currently enrolled in year one of medical school at the University of Colorado on the way to becoming a physician. Chris is a project manager at Physicians’ Ally, Inc., a healthcare consulting firm in Denver Colorado. Projects have included billing, coding and reporting for multiple small physician practices; administering and taking a medical coding certification class; and researching compliance issues faced by the physician practice. A prior Air Force officer and pilot, his experience and education bridge the gap between business, leadership, finance and the practice of medicine. Chris is a member of the American College of Healthcare Executives, Medical Group Management Association, American Medical Association, Healthcare Financial Management Association and is a candidate Chartered Financial Analyst.

Daryl Smith, FACMPE

Daryl Smith is currently the surgery division administrator at Central Utah Clinic, P.C., the largest multispecialty group of independent physicians in Utah. He has worked in healthcare as a consultant or administrator for more than 20 years. Smith has served within MGMA in several volunteer capacities on both the national and state levels, most recently as a member of the Western Section Leadership Team. Smith is a Fellow in the American College of Medical Practice Executives.




Technical Details



Shopping Cart

Your cart is empty

Click here if your organization is tax exempt

A State Sales tax exempt certificate must be on file and taxable items cannot be ordered online. For immediate assistance during normal business hours of 7:00am to 5:00pm MT M-Th and 7:00 am to Noon MT on Friday, please call toll-free: 877-275-6462, ext. 1888



Use two letter code for US states
Use three letter code for country
Use two letter code for US states
Use three letter code for country
Use two letter code for US states
Use three letter code for country

Grand Total:
Saved credit card is required for opt-in to autorenew.

Questions? Contact the MGMA Service Center for assistance during checkout or review our return policy for more information.




Thank you for your purchase! If you purchased an event, you will be receiving a follow-up email from our Learning Management System regarding the product/event purchased and no further action is required.